Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 141 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
17/09/2008unauthorised entities
  • DAUPHIN ASSET EUROPE
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS) 
17/09/2008unauthorised entities
  • HAWKINS & DOYLE
  • WWW.HAWKINSDOYLE.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
17/09/2008unauthorised entities
  • WALL STREET MANAGEMENT CORP
  • WWW.WALLSTREETMGT.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
17/09/2008unauthorised entities
  • METROPOLITAN CREDIT CORP
  • ENSCHEDE FINANCE
  • BKR-KREDIET
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS) 
24/09/2008unauthorised entities
  • WORLD CAPITAL SOLUTIONS
  • WWW.WORLDCAPITALSOLUTIONS.COM
A warning PDF of date 24/09/2008 (new window) SFSA (SUECIA) 
24/09/2008unauthorised entities
  • EDENBOURG ADVISORY SERVICES
  • WWW.EDENBOURGAS.COM
A warning PDF of date 24/09/2008 (new window) CBFA (BELGICA) 
01/10/2008unauthorised entities
  • ECM TRADING LIMITED
  • WWW.ECMFOREX.COM
  • ELECTRONIC CAPITAL MARKETS LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • ELECTRONIC CAPITAL MARKETS LIMITED
  • WWW.ECMFOREX.COM
  • ECM TRADING LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GLOBE ALLIANCE LIMITED
  • WWW.GLOBALCGP.COM
  • WWW.GLOBALOPTIONS.BE
  • WWW.GLOBALOPTIONS.ORG
  • GLOBAL COMMODITIES INC.
  • GLOBAL OPTIONS GROUP
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • MANHATTAN FUJIWARA INTERNATIONAL
  • WWW.MANHATTANFUJI.JP
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.