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Page 153 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
08/11/2023unauthorised entities
  • UBS AG (IRELAND) (CLONE)
  • WWW.UBSIRELAND.COM (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LA DIRECCIÓN DE CORREO ELECTRÓNICO ADVISOR@UBSIRELAND-AM.COM NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI UBS FUND MANAGEMENT (IRELAND) LIMITED.
25/11/2020unauthorised entities
  • UBROKERS / UBROKERS.COM
  • WWW.UBROKERS.COM
  • WWW.UBROKERS.COM/EU
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO) 
15/04/2009unauthorised entities
  • UBP PRIVEE FINANCIAL GROUP
A warning PDF of date 15/04/2009 (new window) JFSC (JERSEY) 
09/02/2005unauthorised entities
  • UBHK SECURITIES COMPANY LIMITED
  • HTTP://UNIONBANKHK.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • UBALDI DINO
  • ANDY GOZNY
  • UBALDI CHAMBERS
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009unauthorised entities
  • UBALDI CHAMBERS
  • ANDY GOZNY
  • UBALDI DINO
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
07/03/2018unauthorised entities
  • UB4TRADE
  • WWW.UB4TRADE.COM
A warning PDF of date 07/03/2018 (new window) DFSA (DINAMARCA) 
15/06/2022unauthorised entities
  • UALGO
  • WWW.UALGO.COM
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
31/07/2019unauthorised entities
  • UAB ELORONA AND UAB ROLNETA.
  • WWW.ALLGLOBALMARKETS.COM
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
13/11/2019Other alerts
  • UAB ELNIRA
  • HTTPS://ALLTRADEMARKETS.COM
A warning PDF of date 13/11/2019 (new window) CONSOB (ITALIA)CONSOB ORDENA A OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.