Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 157 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/01/2009unauthorised entities
  • JAMES B. CLARKE ET CO. LTD
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
21/01/2009unauthorised entities
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
  • WWW.LADBONLINE.COM
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
21/01/2009unauthorised entities
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
  • WWW.LADBONLINE.COM
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
21/01/2009unauthorised entities
  • NOR FINANS
  • HTTP://WWW.NOR-FINANS.COM/
A warning PDF of date 21/01/2009 (new window) FSAN (NORUEGA) 
28/01/2009unauthorised entities
  • QFX ABOLUTE RETURN FUND (JERSEY) LIMITED
  • BBA CAPITA QFX (VARIOS FONDOS JERSEY)
A warning PDF of date 28/01/2009 (new window) JFSC (JERSEY) 
28/01/2009unauthorised entities
  • BBA CAPITA QFX (VARIOS FONDOS JERSEY)
  • QFX ABOLUTE RETURN FUND (JERSEY) LIMITED
A warning PDF of date 28/01/2009 (new window) JFSC (JERSEY) 
28/01/2009unauthorised entities
  • ALEXANDER SOLUTIONS
  • WWW.ALEXANDERSOLUTIONS.COM
A warning PDF of date 28/01/2009 (new window) SFSA (SUECIA) 
28/01/2009unauthorised entities
  • LONG TERM FINANCIAL LTD.
A warning PDF of date 28/01/2009 (new window) HCMC (GRECIA) 
28/01/2009unauthorised entities
  • ALEXANDER SOLUTIONS
A warning PDF of date 28/01/2009 (new window) DFSA (DINAMARCA) 
04/02/2009unauthorised entities
  • INTER CREDIT GROUP
  • WWW.INTER-CREDIT-GROUP.DE.PN
  • HTTP://INTERCREDITGROUP.COM
A warning PDF of date 04/02/2009 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.