Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 17 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
19/12/2012unauthorised entities
  • COHEN & LEVY ASSOCIATES
  • WWW.COHENLEVYASSOC.COM
A warning PDF of date 19/12/2012 (new window) SFSA (SUECIA) 
28/10/2009unauthorised entities
  • ORACLE EQUITY MANAGEMENT
  • WWW.ORACLEEM.COM
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • FRIEDMAN GLOBAL AND SHANGHAI DERIVATIVES EXCHANGE, SHDEX
  • WWW.FRIEDMAN-GLOBAL.COM
  • WWW.SHDEX.ORG
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
13/10/2005unauthorised entities
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
13/10/2005unauthorised entities
  • CHARLES FLEMING CO., LTD
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
02/11/2005unauthorised entities
  • FONG & MARCUS MERGERS AND ACQUISITIONS
  • WWW.FONGMA.COM
A warning PDF of date 02/11/2005 (new window) SFSA (SUECIA) 
07/03/2018unauthorised entities
  • NORTHRIDGE FINANCIAL PARTNERS
  • WWW.NORTHRIDGEFINANCIALPARTNERS.COM
A warning PDF of date 07/03/2018 (new window) SFSA (SUECIA) 
19/12/2012unauthorised entities
  • LITMUS CAPITAL MANAGEMENT GROUP
  • WWW.LITMUSCAPITALGRP.COM
A warning PDF of date 19/12/2012 (new window) SFSA (SUECIA) 
21/12/2011unauthorised entities
  • CHESTERFIELD LYONS
  • WWW.CHESTERFIELDLYONS.COM
A warning PDF of date 21/12/2011 (new window) SFSA (SUECIA) 
21/12/2011unauthorised entities
  • SPACE ENERGY AG
  • WWW.SPACEENERGY.COM
A warning PDF of date 21/12/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.