Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 162 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/04/2009unauthorised entities
  • HIS COMMODITIES
  • WWW.HISCOMMODITIES.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • NORTH POINT CAPITAL
  • WWW.NORTHPOINTCAPITALHK.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • HUA-TONG FINANCE AND INVESTMENT COMPANY LIMITED
  • WWW.HK-HUATONG.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • HONG KONG FINANCIAL SERVICES AUTHORITY
  • WWW.HKFSA.ORG
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • UBP PRIVEE FINANCIAL GROUP
A warning PDF of date 15/04/2009 (new window) JFSC (JERSEY) 
15/04/2009unauthorised entities
  • OVERSEAS CREDIT COMMISSION
A warning PDF of date 15/04/2009 (new window) JFSC (JERSEY) 
15/04/2009unauthorised entities
  • WWW.AMTMARKETS.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • HONG KONG FINANCIAL SECURITIES BOARD
  • WWW.HKFSB.ORG
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • NEW YORK CAPITAL INVESTMENT
  • WWW.NYCAPITALINVESTMENT.COM
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
15/04/2009unauthorised entities
  • MIDAS INTERNATIONAL
  • WWW.MIDASWORLDWIDE.COM
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.