Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 163 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/04/2009unauthorised entities
  • GOLDSMITH & HARRIS
  • WWW.GHASSET.COM
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
15/04/2009unauthorised entities
  • FLAGSHIP CONSOLIDATED
  • WWW.FLAGSHIPCSLD.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • SUMITOMO INTERNATIONAL
  • WWW.SUMITOMOINT.COM
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
15/04/2009unauthorised entities
  • PARTNERS & RU ASSET MANAGEMENT
  • WWW.PARTNERSRUASSETMANAGEMENT.COM
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
22/04/2009unauthorised entities
  • LEHMAN BROTHERS & ASSOCIATES CORP.
  • HTTP://LEHMANBROTHERSCORP.COM
A warning PDF of date 22/04/2009 (new window) DFSA (DINAMARCA) 
22/04/2009unauthorised entities
  • INTRA TECH CAPITAL
  • WWW.INTRATECHCAPITAL.COM
A warning PDF of date 22/04/2009 (new window) SFSA (SUECIA) 
29/04/2009unauthorised entities
  • WWW.ITGFX.COM
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • WORLD POINT INTERNATIONAL INVESTMENTS LIMITED
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • REALITY NATIONAL BANK
A warning PDF of date 29/04/2009 (new window) JFSC (JERSEY) 
29/04/2009unauthorised entities
  • WWW.ZFJHGOLD.COM
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.