Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
13/10/2005unauthorised entities
  • UNIVERSAL CREDIT UNION OF SWEDEN ECONOMIC
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • DAILEY SECURITIES, INC.
  • WWW.DAILEYSECURITIES.US
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ELLIS ALDEN
  • WWW.ELLIS-ALDEN.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • CENTAUR GLOBAL ADVISORS
  • WWW.CENTAUR-ADVISORS.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • BLACKSTONE ASSET MANAGEMENT
  • WWW.BLKFINANCE.NET
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • BOSTON PRIVATE EQUITY
  • WWW.BOSTONPE.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
04/02/2009unauthorised entities
  • ATLANTIC EQUITY MANAGEMENT
  • WWW.ATLANTICEM.COM
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ASHFORD FINANCIAL GROUP, AFG
  • WWW.ASHFORDFINANCIALGROUP.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • KENNEDY ANDERSON MERGERS & ACQUISITIONS
  • WWW.KENNEDYANDERSON-MERGER.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ELLIS STANLEY ALDEN, ESA GLOBAL
  • WWW.ESAGLOBALSERVICES.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.