Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 175 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/09/2009unauthorised entities
  • WORLD CAPITAL SOLUTIONS
  • WWW.WORLDCAPITALSOLUTIONS.COM
A warning PDF of date 02/09/2009 (new window) FMA (AUSTRIA) 
02/09/2009unauthorised entities
  • MERIDIAN CAPITAL ENTERPRISES LTD.
  • WWW.MERIDIAN-CAPITAL.COM
A warning PDF of date 02/09/2009 (new window) FMA (AUSTRIA) 
02/09/2009unauthorised entities
  • JAMES B. CLARKE & CO LTD.
  • WWW.JBC.SITE90.COM
A warning PDF of date 02/09/2009 (new window) FMA (AUSTRIA) 
02/09/2009unauthorised entities
  • GLOBAL INTERNATIONAL TRADING
  • WWW.GLOBALINTERNATIONALTRADING.COM
A warning PDF of date 02/09/2009 (new window) AFM (PAISES BAJOS) 
02/09/2009unauthorised entities
  • INTER EURO CREDIT
  • HTTP://INTEREUROCREDIT.COM
A warning PDF of date 02/09/2009 (new window) FMA (AUSTRIA) 
09/09/2009unauthorised entities
  • WWW.SUNLONGHK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/09/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 09/09/2009 (new window) SEC (ESTADOS UNIDOS)ADVERTENCIA SOBRE INVERSIÓN EN ETFS
09/09/2009unauthorised entities
  • SMART INTERNATIONAL HONG KONG LIMITED
  • WWW.SMART8888.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • HONG KONG FOREIGN FINANCIAL FUND COMPANY
  • WWW.FOREIGNFINANCIAL-HK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • MIDAS INTERNATIONAL
  • WWW.MIDASWORLDWIDE.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.