Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 180 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/10/2009unauthorised entities
  • HENTSCH & MULLER
  • WWW.HENTSCH-MULLER.COM
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
14/10/2009unauthorised entities
  • FINANCIAL SERVICES REGULATOR OF HONG KONG
  • WWW.FSRHK.ORG
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
14/10/2009unauthorised entities
  • SIGMA FOREX
  • WWW.SIGMAFOREX.COM
A warning PDF of date 14/10/2009 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
14/10/2009unauthorised entities
  • SMITH SHORE & JENKINS, LLC
  • WWW.SMITHSJ.COM
A warning PDF of date 14/10/2009 (new window) SFSA (SUECIA) 
14/10/2009unauthorised entities
  • PENN CAPITAL MANAGEMENT, LTD.
A warning PDF of date 14/10/2009 (new window) FMA (AUSTRIA) 
14/10/2009unauthorised entities
  • QUALITY INVESTMENTS B V NUF
A warning PDF of date 14/10/2009 (new window) FSAN (NORUEGA) 
14/10/2009unauthorised entities
  • INTERNATIONAL CONSULTING SERVICES
  • WWW.INTCONSERV.COM
A warning PDF of date 14/10/2009 (new window) JFSC (JERSEY) 
21/10/2009unauthorised entities
  • SIGMAFOREX.COM
  • WWW.SIGMAFOREX.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
21/10/2009unauthorised entities
  • ROCKWOOD M & A
  • WWW.ROCKWOODMA.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
21/10/2009unauthorised entities
  • THE CASTLETON GROUP
  • WWW.CASTLETONGRP.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.