Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 195 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
30/06/2004unauthorised entities
  • CAPITAL EXPRESS BANK
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
29/07/2009unauthorised entities
  • CAPITAL FINANCE (CHANNEL ISLANDS) LIMITED
  • WWW.CAPITALFIN.ORG
  • BTF WEALTH MANAGEMENT
A warning PDF of date 29/07/2009 (new window) FSC (ISLA DE MAN) 
16/08/2018unauthorised entities
  • CAPITAL FINANCE GROUP LIMITED (CLON DE AGENTE)
  • WWW.CAPITALFINANCEGROUP.CO.UK
A warning PDF of date 16/08/2018 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • CAPITAL FINANCIAL MANAGEMENT (CLON)
  • C-F-M.INFO / WWW.CAPITAL-FINANCIAL-MANAGEMENT.LTD
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
03/02/2021unauthorised entities
  • CAPITAL FIRST FINANCE (CLONE)
  • HTTPS://WWW.CAPITALFIRSTFINANCE.ORG/
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CO LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN CAPITAL FIRST FINANCE LTD.
04/10/2023unauthorised entities
  • CAPITAL FOCUS (CLONE)
  • HTTPS://CAPITALFOCUS.NET (CLONE)
A warning PDF of date 04/10/2023 (new window) AFM (PAISES BAJOS) 
22/06/2022unauthorised entities
  • CAPITAL FOREX PLUS
  • WWW.CAPITALFOREXPLUS.COM
A warning PDF of date 22/06/2022 (new window) FCA (REINO UNIDO) 
22/06/2022unauthorised entities
  • CAPITAL FOREXLIVE
  • WWW.CAPITAL-FOREXLIVE.COM
A warning PDF of date 22/06/2022 (new window) FCA (REINO UNIDO) 
08/08/2018unauthorised entities
  • CAPITAL FXG LTD / NORDIC PEARL LTD
  • WWW.FOREXGRAND24.COM
A warning PDF of date 08/08/2018 (new window) CONSOB (ITALIA) 
13/12/2023unauthorised entities
  • CAPITAL GATEWAYCG
  • HTTPS://CAPITAL-GATEWAYCG.COM
A warning PDF of date 13/12/2023 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.