Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 196 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/04/2021unauthorised entities
  • CAPITAL GLOBAL MARKETS
  • WWW.CAPITALGLOBALMARKETS.COM
A warning PDF of date 14/04/2021 (new window) CSSF (LUXEMBURGO) 
27/02/2019unauthorised entities
  • CAPITAL HALL/CAPITAL TECH LTD (ISLAS MARSHALL)
  • HTTPS://CAPITALHALL.COM
A warning PDF of date 27/02/2019 (new window) CBI (IRLANDA) 
23/04/2014unauthorised entities
  • CAPITAL HILL GROUP
A warning PDF of date 23/04/2014 (new window) FSMA (BELGICA) 
05/07/2023unauthorised entities
  • CAPITAL INFUSION / CAPITAL INFUSION LLC
  • CAPITAL-INFUSION.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
02/12/2009unauthorised entities
  • CAPITAL INSTITUTE, S.C. DE R.L. (CAPITALBANK)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
12/02/2020unauthorised entities
  • CAPITAL INTERNATIONAL MANAGEMENT COMPANY
  • CIMC (CLON)
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO) 
15/02/2017unauthorised entities
  • CAPITAL INVEST EUROPE
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
30/11/2022unauthorised entities
  • CAPITAL INVEST PARTNERS (CIP) UK LTD
  • HTTPS://CAPITALINVESTPARTNERS.DE
A warning PDF of date 30/11/2022 (new window) FMA (AUSTRIA) 
18/05/2011unauthorised entities
  • CAPITAL INVEST TRADING
  • WWW.CITRADING.NET
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 
14/07/2004unauthorised entities
  • CAPITAL INVESTMENT CORPORATION
A warning PDF of date 14/07/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.