Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 197 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
27/01/2010unauthorised entities
  • CAPITAL INVESTORS ASSET MANAGEMENT AG
A warning PDF of date 27/01/2010 (new window) HCMC (GRECIA) 
24/02/2010unauthorised entities
  • CAPITAL INVESTORS, SA
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
27/01/2010unauthorised entities
  • CAPITAL INVESTORS, SA
A warning PDF of date 27/01/2010 (new window) HCMC (GRECIA) 
09/12/2020unauthorised entities
  • CAPITAL LETTER GMBH / CAPITAL LETTER LTD
  • WWW.BRIGHTFINANCE.CO
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
17/09/2008unauthorised entities
  • CAPITAL MANAGEMENT FOUNDATION OF NORTH AMERICA INC. (CMF)
  • EURO CAPITAL MARKET SERVICES
A warning PDF of date 17/09/2008 (new window) AMF (FRANCIA) 
09/02/2005unauthorised entities
  • CAPITAL MANAGEMENT GROUP
  • WWW.CAPMANGROUP.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
12/06/2019unauthorised entities
  • CAPITAL MANAGEMENTS
  • WWW.CAPITAL-MANAGEMENTS.NET
A warning PDF of date 12/06/2019 (new window) FMA (AUSTRIA) 
31/03/2021unauthorised entities
  • CAPITAL MARKET SEARCH
  • WWW.CAPITALMARKETSEARCH.COM
A warning PDF of date 31/03/2021 (new window) FCA (REINO UNIDO) 
31/07/2013unauthorised entities
  • CAPITAL MARKETS
  • WWW.CAPITALMARKETSUK.COM
A warning PDF of date 31/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CAPITAL MARKETS, O.C.P., A.S.
14/04/2010unauthorised entities
  • CAPITAL MARKETS ADVISORY
  • WWW.CAPITALMARKETSADVISORY.COM
A warning PDF of date 14/04/2010 (new window) JFSC (JERSEY) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.