Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 1231
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
08/11/2006Non-authorized entities
  • MASON ROSS INVESTMENTS LTD.
A warning PDF of date 08/11/2006 (new window) SSMA (ESLOVENIA) 
19/04/2006Non-authorized entities
  • CERTIGROUP
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 
13/02/2008Non-authorized entities
  • GLOBAL PENSION PLAN
A warning PDF of date 13/02/2008 (new window) SSMA (ESLOVENIA) 
18/04/2012Non-authorized entities
  • TARLIN INVESTMENT MANAGEMENT
A warning PDF of date 18/04/2012 (new window) SSMA (ESLOVENIA) 
30/07/2014Non-authorized entities
  • WORTH LTD.
  • HTTP://VENETFX.COM
A warning PDF of date 30/07/2014 (new window) SSMA (ESLOVENIA) 
13/01/2010Non-authorized entities
  • PARTNERS INVESTMENT NETWORK LIMITED
  • HTTP://PARTNERSINVESTMENTNETWORK.COM/
A warning PDF of date 13/01/2010 (new window) SSMA (ESLOVENIA) 
08/09/2010Non-authorized entities
  • PALATINE FINANCIAL
  • HTTP://WWW.PALATINEFINANCIAL.COM/
A warning PDF of date 08/09/2010 (new window) SSMA (ESLOVENIA) 
06/07/2011Non-authorized entities
  • FIN-SVETOVANJE D.O.O.
  • HTTP://WWW.FIN-SVETOVANJE.SI/
  • HTTP://WWW.GARANCIJA-INVEST.COM
  • HTTP://WWW.FIN-INVEST.EU/
A warning PDF of date 06/07/2011 (new window) SSMA (ESLOVENIA) 
16/02/2005Non-authorized entities
  • KS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
31/10/2012Non-authorized entities
  • KARANTANIA INVESTMENTS LLC
A warning PDF of date 31/10/2012 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.