Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
16/11/2011unauthorised entities
  • NIPPON FINANCIAL PARTNERS
  • WWW.NIPPONFP.COM
A warning PDF of date 16/11/2011 (new window) SFSA (SUECIA) 
10/10/2012unauthorised entities
  • BP HOLDINGS
  • WWW.BPHOLDINGS.COM
A warning PDF of date 10/10/2012 (new window) SFSA (SUECIA) 
15/04/2009unauthorised entities
  • GOLDSMITH & HARRIS
  • WWW.GHASSET.COM
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
23/03/2011unauthorised entities
  • STERNWOOD BUSINESS SERVICES
  • WWW.STERNWOODBUSINESSSERVICES.COM
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
23/03/2011unauthorised entities
  • SYNDICATED WEALTH GROUP
  • WWW.SYNDICATEDWEALTH.COM
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
23/03/2011unauthorised entities
  • SANTANDER INVESTMENT SECURITIES GROUP
  • WWW.SISG-MANAGEMENT.COM
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA)ESTA SOCIEDAD NO PERTENECE NI TIENE NINGUNA VINCULACION CON GRUPO BANCO SANTANDER CUYA PAGINA WEB ES WWW.SANTANDER.COM
20/06/2018unauthorised entities
  • 8888MARKETS
  • WWW.8888MARKETS.COM
A warning PDF of date 20/06/2018 (new window) SFSA (SUECIA) 
23/03/2011unauthorised entities
  • ROSENTHAL & GOLDBERG ASSOCIATES
  • WWW.ROSENTHAL-GOLDBERG.COM
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
23/03/2011unauthorised entities
  • SWISS CORP. INTERNATIONAL
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
12/07/2006unauthorised entities
  • GREEN CAP FINANCIAL LLC
  • WWW.GREENCAPFINANCIALLLC.COM
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.