Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 201 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
29/11/2006unauthorised entities
  • THE TIDAL GROUP
A warning PDF of date 29/11/2006 (new window) SFC (HONG KONG) 
03/08/2005unauthorised entities
  • THE STOCKTON GROUP
A warning PDF of date 03/08/2005 (new window) NAFM (PAISES BAJOS) 
06/07/2005unauthorised entities
  • THE STOCKTON GROUP
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
07/10/2009unauthorised entities
  • THE STERN GROUP
  • WWW.THESTERNGRP.COM
A warning PDF of date 07/10/2009 (new window) SFC (HONG KONG) 
15/01/2020unauthorised entities
  • THE SOVEREIGN BOND FUND (CLON)
  • HTTPS://SOVEREIGNBONDFUND.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON THE SOVEREIGN BOND FUND, PRODUCTO DEBIDAMENTE REGISTRADO EN LA FCA
21/11/2007unauthorised entities
  • THE SHERWOOD CORPORATION
  • WWW.SHERWOOD-CORP.COM
A warning PDF of date 21/11/2007 (new window) FSAN (NORUEGA) 
05/09/2018unauthorised entities
  • THE SHARE CENTRE (CLON)
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
30/06/2004unauthorised entities
  • THE ROYAL OXFORD
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
25/11/2020unauthorised entities
  • THE ROYAL LONDON MUTUAL INSURANCE SOCIETY LIMITED (CLON)
  • WWW.ROYALLONDONAM.COM
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS ROYAL LONDON MUTUAL INSURANCE SOCIETY LIMITED / ROYAL LONDON MARKETING LIMITED
28/02/2007unauthorised entities
  • THE ROYAL LONDON BANK OF COMMUNICATIONS
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.