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Page 224 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
20/10/2010unauthorised entities
  • SWISS SIAM INVESTMENT CLUB
  • HTTP://SWISS-SIAM-INVESTMENTS.ORG
A warning PDF of date 20/10/2010 (new window) FMA (AUSTRIA) 
05/12/2017unauthorised entities
  • SWISS ROYAL BANC / SRB GROUP
  • WWW.SWISSROYALBANC.COM
  • WWW.SRBGROUP.COM
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
12/09/2007Other alerts
  • SWISS MUTUAL FUND (1948), S.A.
A warning PDF of date 12/09/2007 (new window) FSC (ISLA DE MAN)COMMONWEALTH OF DOMINICA
03/03/2021unauthorised entities
  • SWISS MANAGEMENT CORPORATION LTD
  • HTTPS://FX24.ONE
A warning PDF of date 03/03/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
09/04/2019unauthorised entities
  • SWISS LIFE INTERNATIONAL (CLON)
  • WWW.SWISSLIFE-INTERNATIONAL.COM
  • SWISS-LIFE-INTERNATIONAL.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
18/03/2020unauthorised entities
  • SWISS LIFE ASSET GROUP (CLON)
  • WWW.SWISSLIFE-ASSETGROUP.COM
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA SWISS LIFE (LIECHTENSTEIN) AG
06/09/2017unauthorised entities
  • SWISS LIFE (CLON)
  • WWW.AAARATEDBOND.COM
A warning PDF of date 06/09/2017 (new window) FCA (REINO UNIDO) 
15/07/2009unauthorised entities
  • SWISS KEY EQUITY CONSULT AG (SWITZERLAND)
A warning PDF of date 15/07/2009 (new window) IFSRA (IRLANDA) 
20/12/2023Other alerts
  • SWISS INVESTMENT SOLUTION
A warning PDF of date 20/12/2023 (new window) BAFIN (ALEMANIA)BAFIN HA PROHIBIDO A LA ENTIDAD OFRECER AL PÚBLICO SUS ACCIONES EN ALEMANIA
30/08/2023Other alerts
  • SWISS INVESTMENT SOLUTION
A warning PDF of date 30/08/2023 (new window) BAFIN (ALEMANIA)BAFIN TIENE MOTIVOS PARA SOSPECHAR QUE LA ENTIDAD ADVERTIDA ESTÁ OFRECIENDO AL PÚBLICO SUS PROPIAS ACCIONES EN ALEMANIA SIN EL FOLLETO REQUERIDO

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.