Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 227 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
11/09/2002unauthorised entities
  • CHARTWELL ASSET MANAGEMENT
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA) 
27/09/2002unauthorised entities
  • CHARTWELL ASSET MANAGEMENT
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
29/04/2020unauthorised entities
  • CHASE DE VERE INDEPENDENT FINANCIAL ADVISERS LIMITED (CLON)
  • WWW.CHASE-DEVERE.COM
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
24/02/2021unauthorised entities
  • CHASEBIS LIMITED (CLONE)
  • HTTPS://CHASEBIS.ONLINE
A warning PDF of date 24/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DYNAPAY LIMITED.
19/05/2010unauthorised entities
  • CHATEX LTD
A warning PDF of date 19/05/2010 (new window) SFC (HONG KONG) 
22/02/2006unauthorised entities
  • CHATTERED ALLIANCE BANK
  • WWW.C-ALLIANCE.COM
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
26/05/2021unauthorised entities
  • CHECK A BOND
  • HTTPS://WWW.CHECKABOND.CO.UK/
A warning PDF of date 26/05/2021 (new window) FCA (REINO UNIDO) 
04/08/2021unauthorised entities
  • CHECKINVESTMENTS.COM
  • WWW.CHECKINVESTMENTS.COM
A warning PDF of date 04/08/2021 (new window) FCA (REINO UNIDO) 
28/07/2021unauthorised entities
  • CHECKUPMYRATES.COM
  • HTTPS://CHECKUPMYRATES.COM/
A warning PDF of date 28/07/2021 (new window) FCA (REINO UNIDO) 
14/04/2010unauthorised entities
  • CHEER FORTUNE INTERNAT. INVESTMENT MANAGEMENT COMPANY LTD.
  • WWW.CHEERFO.HK
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.