Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 228 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
08/02/2006unauthorised entities
  • SWIFT ASSET MANAGEMENT LTD.
  • WWW.SAMHK.COM
A warning PDF of date 08/02/2006 (new window) SFC (HONG KONG) 
18/10/2023unauthorised entities
  • SWIBEN BANK
  • WWW.SWIBENBANK.COM
A warning PDF of date 18/10/2023 (new window) FCA (REINO UNIDO) 
23/06/2021unauthorised entities
  • SWEUK CONSULTING / SWEUK CONSULTANCY LIMITED
  • HTTP://WWW.SWEUKCONSULTING.COM
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
30/09/2020unauthorised entities
  • SWEET LOANZ (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
31/03/2020unauthorised entities
  • SWED BANK / SWEDBANK (CLON)
  • WWW.SWEDUK.COM
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
14/09/2022unauthorised entities
  • SWANSON AND MILLER LAW / SWANSON & MILLER LAW
  • WWW.SWANSONANDMILLER.COM
A warning PDF of date 14/09/2022 (new window) FCA (REINO UNIDO) 
02/12/2020unauthorised entities
  • SWANNTECH INTERNATIONAL (REINO UNIDO Y SUIZA)
  • WWW.SWANN-TECH.CO.UK
A warning PDF of date 02/12/2020 (new window) CBI (IRLANDA) 
14/12/2011unauthorised entities
  • SWAN ASSET MANAGEMENT
  • WWW.SWANMGMT.COM
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
03/07/2013unauthorised entities
  • SWAN ASSET MANAGEMENT
  • WWW.SWANMGMT.COM
  • WWW.SAMINTLCONSULTANTS.COM
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
13/04/2022unauthorised entities
  • SW ACQUISITION
  • HTTPS://SWAQUISITION.COM/
A warning PDF of date 13/04/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.