Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 234 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
22/01/2014unauthorised entities
  • SUMMERS ASSOCIATES LTD
  • WWW.SUMMERASSOCIATESLTD.COM
A warning PDF of date 22/01/2014 (new window) FCA (REINO UNIDO) 
15/04/2009unauthorised entities
  • SUMITOMO INTERNATIONAL
  • WWW.SUMITOMOINT.COM
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
12/09/2018unauthorised entities
  • SUMITOMO GUNMA HOLDINGS
  • WWW.SGHTRADING.COM
A warning PDF of date 12/09/2018 (new window) DFSA (DINAMARCA) 
26/09/2018unauthorised entities
  • SUMITOMO GUNMA HOLDINGS
  • WWW.SGHTRADING.COM
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
09/05/2012unauthorised entities
  • SUMITOMO GLOBAL
  • WWW.SUMITOMOGLOBAL.COM
A warning PDF of date 09/05/2012 (new window) FSAN (NORUEGA) 
21/03/2012unauthorised entities
  • SUMITOMO GLOBAL
  • WWW.SUMITOMOGLOBAL.COM
A warning PDF of date 21/03/2012 (new window) DFSA (DINAMARCA) 
18/07/2012unauthorised entities
  • SUMITOMO FINANCIAL CORPORATION
  • WWW.SUMIFINCORP.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
19/12/2018unauthorised entities
  • SULLIVAN SETON MURPHY LAW FIRM
  • WWW.SULLIVANSETONMURPHYLAW.COM
A warning PDF of date 19/12/2018 (new window) FCA (REINO UNIDO) 
29/07/2009unauthorised entities
  • SULLIVAN INVESTMENT GROUP
  • WWW.SULLIVANINVESTMENTS.CO.UK
A warning PDF of date 29/07/2009 (new window) CBFA (BELGICA) 
01/07/2009unauthorised entities
  • SULLIVAN INVESTMENT GROUP
  • WWW.SULLIVANINVESTMENTS.CO.UK
A warning PDF of date 01/07/2009 (new window) CBFA (BELGICA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.