Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 244 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
30/12/2020unauthorised entities
  • CMARKET
  • HTTPS://WWW.CMARKET.CC
A warning PDF of date 30/12/2020 (new window) FMA (AUSTRIA) 
18/01/2023unauthorised entities
  • C-MARKET TRADE
  • WWW.C-MARKETTRADE.COM
A warning PDF of date 18/01/2023 (new window) FCA (REINO UNIDO) 
30/09/2020unauthorised entities
  • CMARKETSGROUP
  • WWW.CMARKETSGROUP.COM
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
18/06/2014unauthorised entities
  • CMBS PORTFOLIO
  • WWW.CMBS-PORTFOLIO.COM
A warning PDF of date 18/06/2014 (new window) FCA (REINO UNIDO) 
13/11/2013unauthorised entities
  • CMBS PORTFOLIO, LLC
A warning PDF of date 13/11/2013 (new window) EI_CBI (IRLANDA) 
13/09/2017unauthorised entities
  • CMC GAO HUA
  • WWW.CMCALLIANCE.COM
A warning PDF of date 13/09/2017 (new window) SFSA (SUECIA) 
14/12/2022unauthorised entities
  • CMC GLOBAL MARKETS
  • WWW.CMCGLOBALMARKETS.COM
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
10/04/2024unauthorised entities
  • CMCAPITAL
  • HTTPS://WWW.CMCAPITALS.COM
A warning PDF of date 10/04/2024 (new window) AFM (PAISES BAJOS) 
11/03/2015unauthorised entities
  • CMI ASSET MANAGEMENT (CLON)
  • WWW.CMI-AM.COM
A warning PDF of date 11/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
17/11/2010unauthorised entities
  • CMI TRADING GROUP
  • WWW.CMITRADINGGRP.US
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.