Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 254 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/12/2015unauthorised entities
  • ST. WORLD TRADE INC.
  • WWW.TRADINGBANKS.COM
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
30/10/2013unauthorised entities
  • ST. PUBLIUS CORPORATE SERVICES LIMITED
  • HTTP://WWW.STPUBLIUS.COM/
A warning PDF of date 30/10/2013 (new window) MFSA (MALTA) 
12/09/2018unauthorised entities
  • ST. JAMES’S PLACE (CLON)
  • INFO@SJPWIM.CO.UK
A warning PDF of date 12/09/2018 (new window) FCA (REINO UNIDO) 
13/04/2011unauthorised entities
  • ST JAMES WEALTH
  • WWW.STJWEALTH.COM
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
24/02/2010unauthorised entities
  • ST JAMES PARTNERS
  • WWW.SJASSETMANAGEMENT.CO.UK
A warning PDF of date 24/02/2010 (new window) SFSA (SUECIA) 
11/04/2018unauthorised entities
  • ST CLAIR CAPITAL GROUP
  • WWW.STCLAIRCAPITALGROUP.COM
A warning PDF of date 11/04/2018 (new window) AFM (PAISES BAJOS) 
30/11/2016unauthorised entities
  • SSW MARKET MAKING GMBH
  • WWW.SSWMARKETMAKINGGMBH.COM
A warning PDF of date 30/11/2016 (new window) FCA (REINO UNIDO) 
05/06/2019unauthorised entities
  • SSS SERVICES
  • HTTPS://WWW.SSS-SERVICES.NL/
A warning PDF of date 05/06/2019 (new window) FSMA (BELGICA) 
08/07/2020unauthorised entities
  • SSITE INTERNATIONAL LIMITED
  • WWW.SSITEHK.COM
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
14/06/2023unauthorised entities
  • SSC INVESTMENT
  • WWW.SSCINVESTMENT.COM
A warning PDF of date 14/06/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.