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Page 258 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
25/04/2012unauthorised entities
  • SPENCER AND RICHARDSON FINANCIAL
  • WWW.SPENCERRRICHARDSONFIN.COM
A warning PDF of date 25/04/2012 (new window) SFSA (SUECIA) 
05/03/2014unauthorised entities
  • SPENCER AND RICHARDSON FINANCIAL
  • HTTP://SPENCERRICHARDSONFIN.COM
A warning PDF of date 05/03/2014 (new window) FCA (REINO UNIDO) 
15/01/2020unauthorised entities
  • SPEEDY INSURANCE (CLON)
  • HTTP://SPEEDYINSURANCE.CO.UK/
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
09/04/2019unauthorised entities
  • SPECTRA FX INVESTMENTS TEAM (CLON)
  • HTTPS://SPECTRA-FX.COM
  • HTTPS://WWW.INSTAGRAM.COM/FXSPECTRA/
  • HTTPS://WWW.FACEBOOK.COM/797007090643501
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
30/10/2013unauthorised entities
  • SPECIALIST INVESTOR FUNDS
  • WWW.SPECIALISTINVESTORFUNDS.COM
A warning PDF of date 30/10/2013 (new window) FCA (REINO UNIDO) 
23/11/2022unauthorised entities
  • SPECIALIST INVESTMENT FUNDS ICAV/SIF (CLONE)
  • HTTPS://SIF-ICAV.COM (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA SPECIALIST INVESTMENT FUNDS (2) ICAV
06/06/2018unauthorised entities
  • SPEARTRADER
  • WWW.SPEARTRADER.COM
A warning PDF of date 06/06/2018 (new window) FMA (AUSTRIA) 
09/05/2018unauthorised entities
  • SPEARTRADER
  • WWW.SPEARTRADER.COM
A warning PDF of date 09/05/2018 (new window) SFSA (SUECIA) 
03/03/2021unauthorised entities
  • SPARX FUNDS PLC (CLONE)
  • WWW.SPARXFUNDS.CO.UK
A warning PDF of date 03/03/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
19/05/2021unauthorised entities
  • SPARX FUNDS PLC (CLONE)
  • WWW.SPARXFUNDSUK.CO
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.