Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 260 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/01/2014unauthorised entities
  • SOVEREIGN WEALTH CAPITAL
  • HTTP://SOVEREIGNWEALTHCAPITAL.COM
A warning PDF of date 15/01/2014 (new window) FSAN (NORUEGA) 
04/11/2020unauthorised entities
  • SOVEREIGN RESOURCES
  • SOVEREIGN-RESOURCES.COM
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
19/11/2008unauthorised entities
  • SOVEREIGN PACIFIC INC
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
12/12/2007unauthorised entities
  • SOVEREIGN GLOBAL TRADING
  • WWW.SOVTRADING.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
01/12/2021unauthorised entities
  • SOUVERAIN PRIVATE EQUITY S.A. (CLONE)
  • WWW.SOUVERAINPE.COM (CLONE)
A warning PDF of date 01/12/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO SOUVERAIN PRIVATE EQUITY SA, SICAR.
25/05/2005unauthorised entities
  • SOUTHTRUST BANK
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
23/01/2008unauthorised entities
  • SOUTHERN CROSS MERGERS AND ACQUISITIONS
  • WWW.SOUTHERNCROSSMA.COM
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
20/09/2006unauthorised entities
  • SOUTHERN CROSS MERGERS AND ACQUISITIONS
  • WWW.SOUTHERNCROSSMA.COM
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
08/11/2006unauthorised entities
  • SOUTHERN CROSS MERGERS AND ACQUISITIONS
A warning PDF of date 08/11/2006 (new window) AMF (FRANCIA) 
18/03/2015unauthorised entities
  • SOUTHEAST ASIA TRADERS
  • HTTP://SOUTHEASTASIATRADERS.COM/
A warning PDF of date 18/03/2015 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.