Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 27 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/12/2011unauthorised entities
  • ASIAN CAPITAL GROUP
  • WWW.ASIANCAPITALGRP.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ELLIS ALDEN
  • WWW.ELLIS-ALDEN.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ELLIS STANLEY ALDEN, ESA GLOBAL
  • WWW.ESAGLOBALSERVICES.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • CENTAUR GLOBAL ADVISORS
  • WWW.CENTAUR-ADVISORS.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • DAILEY SECURITIES, INC.
  • WWW.DAILEYSECURITIES.US
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
10/06/2009unauthorised entities
  • SPARTACUS PRIVATE EQUITY GROUP
  • WWW.SPARTACUS-GROUP.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/06/2009unauthorised entities
  • EAST FINANCIAL GROUP INC.
  • WWW.EASTFINANCIALGROUP.NET
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
27/05/2009unauthorised entities
  • ROTHMAN CAPITAL
  • WWW.ROTHMANCAPITAL.COM
A warning PDF of date 27/05/2009 (new window) SFSA (SUECIA) 
10/06/2009unauthorised entities
  • ATLAS EQUITIES
  • WWW.ATLASEQUITIES.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/06/2009unauthorised entities
  • ARMSTRONG&KNIGHT
  • WWW.ARMSTRONGKNIGHT.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.