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Page 262 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
25/07/2012unauthorised entities
  • COMPASS FINANCIAL MANAGEMENT
  • WWW.COMPASS-FINANCIAL.CO.CC
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA COMPASS FINANCIAL MANAGEMENT LLC
24/11/2021unauthorised entities
  • COMPASS PRIVATE INVESTMENTS (CLONE)/
  • WWW.CPI-SA.COM (CLONE)
A warning PDF of date 24/11/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO COMPASS PRIVATE INVESTMENTS S.A.
09/06/2010unauthorised entities
  • COMPLETE COMMODITY TRADING
  • WWW.COMPLETECOMMODITY.COM
A warning PDF of date 09/06/2010 (new window) FSAN (NORUEGA) 
14/12/2022unauthorised entities
  • COMPLETEPROMARKETS
  • HTTPS://COMPLETEPROMARKETS.COM/
  • COMPLETE PRO MARKETS
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
22/02/2023unauthorised entities
  • CON TRADING FX
  • WWW.CONTRADINGFX.COM
A warning PDF of date 22/02/2023 (new window) FCA (REINO UNIDO) 
15/06/2022unauthorised entities
  • CONCEPT BLUE (CLONE)
  • WWW.CONCEPT-BLUE.COM (CLONE)
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
19/03/2014unauthorised entities
  • CONCEPT FUND SOLUTIONS PLC
  • WWW.CONCEPTFUNDSOLUTIONS.COM
A warning PDF of date 19/03/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL FONDO DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADO
05/02/2020unauthorised entities
  • CONCEPT LOANS
  • WWW.CONCEPTLOANS.CO.UK
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
12/02/2020unauthorised entities
  • CONCEPT ONE (CLON)
  • WWW.CONCEPTONE-INVEST.COM
A warning PDF of date 12/02/2020 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, CONCEPT I SICAV.
27/02/2008unauthorised entities
  • CONCEPTS FINANCIAL CONSULTANTS, S.A.
A warning PDF of date 27/02/2008 (new window) HCMC (GRECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.