Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 269 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
19/06/2019unauthorised entities
  • SMS CRYPTO LIMITED
  • WWW.SMSCRYPTOMANAGEMENT.CO.UK
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019unauthorised entities
  • SMO INVESTMENTS LIMITED (OPERANDO COMO THE LOAN DOCTOR)
  • HTTPS://WWW.THELOANDOCTOR.CO.UK/
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
29/08/2012unauthorised entities
  • SMO FITZGERALD GLOBAL
  • WWW.SMO-FITZGERALDGLOBAL.COM
A warning PDF of date 29/08/2012 (new window) FSAN (NORUEGA) 
05/03/2014unauthorised entities
  • SMO FITZGERALD GLOBAL
  • WWW.SMO-FITZGERALDGLOBAL.COM
A warning PDF of date 05/03/2014 (new window) SFSA (SUECIA) 
08/03/2006unauthorised entities
  • SMITH WILLIAMS
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
14/10/2009unauthorised entities
  • SMITH SHORE & JENKINS, LLC
  • WWW.SMITHSJ.COM
A warning PDF of date 14/10/2009 (new window) SFSA (SUECIA) 
11/05/2005unauthorised entities
  • SMITH KLEIN VENTURE
A warning PDF of date 11/05/2005 (new window) SFC (HONG KONG) 
12/05/2003unauthorised entities
  • SMITH FAIRCHILD
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
11/04/2018unauthorised entities
  • SMITH CAPITAL VENTURES, INC. (USA)
A warning PDF of date 11/04/2018 (new window) CBI (IRLANDA) 
09/02/2005unauthorised entities
  • SMITH BARNEY
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.