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Page 270 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
17/09/2014unauthorised entities
  • SMITH AND STANLEY CORPORATE CONSULTANTS
  • WWW.SMITHSTANLEYCONSULTANTS.COM
  • WWW.SMITHSTANLEY.COM
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
13/02/2013unauthorised entities
  • SMITH AND OLSSON
  • WWW.SMITHANDOLSSON.COM
A warning PDF of date 13/02/2013 (new window) FSA (REINO UNIDO) 
25/04/2012unauthorised entities
  • SMITH AND LOCKHART ASSOCIATES
  • WWW.SMITHLOCKHARTASSOCIATES.COM
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO) 
22/10/2014unauthorised entities
  • SMITH AND JACOBS
  • WWW.SMITHANDJACOBS.COM
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
14/07/2010unauthorised entities
  • SMITH AND DALTON M&A
  • HTTP://SMITHDALTON.COM/
A warning PDF of date 14/07/2010 (new window) DFSA (DINAMARCA) 
08/04/2020unauthorised entities
  • SMITH & WILLIAMSON HOLDINGS (CLON)
A warning PDF of date 08/04/2020 (new window) FCA (REINO UNIDO) 
07/08/2019unauthorised entities
  • SMITH & WILLIAMS PLC (CLON, OPERANDO COMO SMITH AND WILLIAMS ONLINE)
  • WWW.SMITHANDWILLIAMSONLINE.COM
  • WWW.SANDW-ONLINE.COM
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
22/06/2005unauthorised entities
  • SMITH & HENDERSON
A warning PDF of date 22/06/2005 (new window) SFC (HONG KONG)VER ADVERTENCIAS CNMV
07/10/2020unauthorised entities
  • SMI MARKETS
  • WWW.SMIMARKETS.COM
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
23/02/2005unauthorised entities
  • SMI LIMITED (BVI)
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.