Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 280 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/12/2011unauthorised entities
  • SWAN ASSET MANAGEMENT
  • WWW.SWANMGMT.COM
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
14/12/2011unauthorised entities
  • WAIGHT AND CAFFIE COMPANY LTD
  • HTTP://WWW.WAIGHTCAFFIE.COM/
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
14/12/2011unauthorised entities
  • CENTAUR GLOBAL ADVISORS
  • WWW.CENTAUR-ADVISORS.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • KENNEDY ANDERSON MERGERS & ACQUISITIONS
  • WWW.KENNEDYANDERSON-MERGER.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ASHFORD FINANCIAL GROUP, AFG
  • WWW.ASHFORDFINANCIALGROUP.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • FRIEDMAN GLOBAL AND SHANGHAI DERIVATIVES EXCHANGE, SHDEX
  • WWW.FRIEDMAN-GLOBAL.COM
  • WWW.SHDEX.ORG
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • HOWARD GARY & COMPANY
  • WWW.HOWARDGARYANDCO.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • DAILEY SECURITIES, INC.
  • WWW.DAILEYSECURITIES.US
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ELLIS ALDEN
  • WWW.ELLIS-ALDEN.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ELLIS STANLEY ALDEN, ESA GLOBAL
  • WWW.ESAGLOBALSERVICES.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.