Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 29 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
04/07/2007unauthorised entities
  • KNOWL, BREW AND ZIMMER
A warning PDF of date 04/07/2007 (new window) SFSA (SUECIA) 
19/08/2009unauthorised entities
  • CAPITALSYS
  • WWW.CAPITALSYS.COM
A warning PDF of date 19/08/2009 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • FRIEDMAN GLOBAL AND SHANGHAI DERIVATIVES EXCHANGE, SHDEX
  • WWW.FRIEDMAN-GLOBAL.COM
  • WWW.SHDEX.ORG
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
24/06/2009unauthorised entities
  • DOYLE JOHN JOSEPH LLP
  • WWW.DOYLEJOHNJOSEPH.COM
A warning PDF of date 24/06/2009 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • KENNEDY ANDERSON MERGERS & ACQUISITIONS
  • WWW.KENNEDYANDERSON-MERGER.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ASHFORD FINANCIAL GROUP, AFG
  • WWW.ASHFORDFINANCIALGROUP.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
21/12/2011unauthorised entities
  • SPACE ENERGY AG
  • WWW.SPACEENERGY.COM
A warning PDF of date 21/12/2011 (new window) SFSA (SUECIA) 
15/07/2009unauthorised entities
  • MYERS-BRÜNING ASSOCIATES
  • WWW.MYERS-BRUNING.COM
A warning PDF of date 15/07/2009 (new window) SFSA (SUECIA) 
24/06/2009unauthorised entities
  • AFFINITY GROUP SOLUTIONS
  • WWW.AFFINITYGROUPSOLUTIONS.COM
A warning PDF of date 24/06/2009 (new window) SFSA (SUECIA) 
21/12/2011unauthorised entities
  • CHESTERFIELD LYONS
  • WWW.CHESTERFIELDLYONS.COM
A warning PDF of date 21/12/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.