Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 284 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/03/2018unauthorised entities
  • SHALOM & GERSON FINANCE
A warning PDF of date 28/03/2018 (new window) FMA (AUSTRIA) 
19/10/2016unauthorised entities
  • SHAKS SPECIALIST CARS (CLON)
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
27/04/2011unauthorised entities
  • SHAFFER-LIENHARD
  • WWW.SHAFFER-LIENHARD.COM
A warning PDF of date 27/04/2011 (new window) DFSA (DINAMARCA) 
04/05/2011unauthorised entities
  • SHAFFER LIENHARD AND BEIJING MERCANTILE EXCHANGE, BEMEX
  • WWW.SHAFFER-LIENHARD.COM
A warning PDF of date 04/05/2011 (new window) SFSA (SUECIA) 
01/06/2011unauthorised entities
  • SHAFFER LIENHARD
  • HTTP://WWW.SHAFFER-LIENHARD.COM/
A warning PDF of date 01/06/2011 (new window) AMF (FRANCIA) 
01/07/2020unauthorised entities
  • SGZ BANK IRELAND (CLON)
  • WWW.SGZ-BANK.COM
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
28/08/2013unauthorised entities
  • SGT MALTA
  • HTTP://SGTMALTA.NET/EB/
A warning PDF of date 28/08/2013 (new window) MFSA (MALTA) 
21/09/2011unauthorised entities
  • SGS CONSULTANTS LIMITED
  • HTTP://SGSCONSULTANTSLIMITED.COM
  • WWW.SGSCONSULTANTSLIMITED.COM
A warning PDF of date 21/09/2011 (new window) FSA (REINO UNIDO) 
20/07/2011unauthorised entities
  • SGS CONSULTANTS LIMITED
  • WWW.SGSCONSULTANTSLIMITED.COM
A warning PDF of date 20/07/2011 (new window) FSAN (NORUEGA) 
15/06/2011unauthorised entities
  • SGS CONSULTANTS LIMITED
  • WWW.SGSCONSULTANTSLIMITED.COM
A warning PDF of date 15/06/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.