Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 293 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
22/03/2023unauthorised entities
  • SE FINANCE
  • HTTPS://SEF-GLOBAL.COM/
A warning PDF of date 22/03/2023 (new window) CSSF (LUXEMBURGO) 
15/02/2012unauthorised entities
  • SDH INSURANCE LIMITED
A warning PDF of date 15/02/2012 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
24/10/2018unauthorised entities
  • SCRILLIY (CLON)
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
21/11/2012unauthorised entities
  • SCOTTSDALE CAPITAL CONSULTANCY SERVICES
  • WWW.SCOTTSDALECONSULTANCY.COM
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO) 
28/10/2020unauthorised entities
  • SCOTTISH WIDOWS (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SCOTTISH WIDOWS LIMITED
28/05/2014unauthorised entities
  • SCOTT THOMAS WEALTH ADVISORY
  • WWW.SCOTTTHOMAS.NET
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
23/01/2008unauthorised entities
  • SCOTT FITZGERALD GROUP
  • WWW.SCOTTFITZGERALDGROUP.COM
A warning PDF of date 23/01/2008 (new window) FSAN (NORUEGA) 
20/08/2008unauthorised entities
  • SCOTT FITZGERALD GROUP
  • WWW.SCOTTFITZGERALDGROUP.COM
A warning PDF of date 20/08/2008 (new window) SFC (HONG KONG) 
11/09/2013unauthorised entities
  • SCOTT FISCHER CONSULTANCY
  • WWW.SCOTTFISCHERCONSULTANCY.COM
A warning PDF of date 11/09/2013 (new window) FCA (REINO UNIDO) 
03/04/2013unauthorised entities
  • SCOTT AND FISCHER CONSULTANCY LIMITED (USA)
A warning PDF of date 03/04/2013 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.