Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 307 out of 1230
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
09/08/2023unauthorised entities
  • S.A CAPITALFX
  • WWW.SACAPTFXLTD.COM
A warning PDF of date 09/08/2023 (new window) FCA (REINO UNIDO) 
26/06/2019unauthorised entities
  • S&P BROKER
  • HTTPS://SNPBROKER.IO
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO) 
15/06/2011unauthorised entities
  • RYHAT ESTABLISHMENT INVESTMENT TRUST
  • HTTP://BIZPRLOG.ORG/RYHATTRUST
  • WWW.RYHATTRUST.COM
A warning PDF of date 15/06/2011 (new window) CSSF (LUXEMBURGO) 
03/02/2010unauthorised entities
  • RYER LIMITED
A warning PDF of date 03/02/2010 (new window) SFC (HONG KONG) 
22/01/2020unauthorised entities
  • RYDE ASSET MANAGEMENT
  • WWW.RYDEASSETMANAGEMENT.COM
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
06/06/2012unauthorised entities
  • RYAN & MAHAR LLC
  • WWW.RYANMAHARLLC.COM
A warning PDF of date 06/06/2012 (new window) FSA (REINO UNIDO) 
15/02/2023unauthorised entities
  • RXK CAPITAL
  • HTTPS://RXKCAPITAL.COM/
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 
01/03/2023unauthorised entities
  • RXK CAPITAL
  • WWW.RXKCAPITAL.ORG
  • HTTPS://RXKCAPITAL.COM/
A warning PDF of date 01/03/2023 (new window) FSMA (BELGICA) 
07/11/2018unauthorised entities
  • RWM HOLDINGS
  • WWW.RWMHOLDINGS.COM
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
25/04/2007unauthorised entities
  • RVC MARKETS
A warning PDF of date 25/04/2007 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.