Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 309 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
07/07/2010unauthorised entities
  • DAVID DUKE
A warning PDF of date 07/07/2010 (new window) FSC (ISLA DE MAN) 
25/08/2020unauthorised entities
  • DAVID LLOYD’S BOND
  • HTTPS://WWW.DAVIDLLOYDSBOND.COM/
A warning PDF of date 25/08/2020 (new window) FCA (REINO UNIDO) 
31/03/2021unauthorised entities
  • DAVID SOARES / JUVENTUDE GLOBAL, LDA
  • HTTPS://WWW.INSTAGRAM.COM/DAVIDGYT_/
  • HTTPS://WWW.GLOBALYOUTHTRADING.COM/
  • HTTPS://WWW.INSTAGRAM.COM/WEVESTING/
  • WWW.WEVESTING.COM
A warning PDF of date 31/03/2021 (new window) CMVM (PORTUGAL) 
11/04/2012unauthorised entities
  • DAVIDSON CAPITAL PARTNERS
A warning PDF of date 11/04/2012 (new window) EI_CBI (IRLANDA) 
06/06/2012unauthorised entities
  • DAVIDSON CAPITAL PARTNERS
A warning PDF of date 06/06/2012 (new window) FSA (REINO UNIDO) 
03/07/2013unauthorised entities
  • DAVIS & CO LLC
  • WWW.DAVISCOMPANYLLC.COM
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD BRITÁNICA DEL MISMO NOMBRE
13/02/2008unauthorised entities
  • DAVIS & RUDELL LLC
  • WWW.DAVIS-RUDELL.COM
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 
17/09/2008unauthorised entities
  • DAVIS MAYER GROUP
  • WWW.DAVISMAYER.COM
  • THOMAS CASTLE MANAGEMENT
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
23/07/2008unauthorised entities
  • DAVIS MAYER GROUP
  • WWW.DAVISMAYER.COM
A warning PDF of date 23/07/2008 (new window) CBFA (BELGICA) 
26/11/2008unauthorised entities
  • DAVIS MAYER GROUP
  • WWW.DAVISMAYER.COM
A warning PDF of date 26/11/2008 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.