Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 310 out of 1230
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
20/06/2012unauthorised entities
  • ACE FINANCIAL
  • WWW.ACE-FIN.COM
A warning PDF of date 20/06/2012 (new window) SFSA (SUECIA) 
20/06/2012unauthorised entities
  • GLOBAL PARTNERS SECURITIES (GPS)
  • WWW.GLOBALPARTNERSSECURITIES.COM
A warning PDF of date 20/06/2012 (new window) SFSA (SUECIA) 
20/06/2012unauthorised entities
  • STRATEGIC CARBON SOLUTIONS LTD.
  • WWW.STRATEGICCARBONSOLUTIONS.COM
A warning PDF of date 20/06/2012 (new window) SFSA (SUECIA) 
20/06/2012unauthorised entities
  • AOT EUROPE
  • WWW.AOTEUROPE.COM
A warning PDF of date 20/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD QUE ESTUVO AUTORIZADA AOT STOCK SPECIALIST BV
20/06/2012unauthorised entities
  • AOT STOCK SPECIALIST
  • WWW.AOT-SS.COM
A warning PDF of date 20/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTUVO AUTORIZADA AOT STOCK SPECIALIST BV
20/06/2012unauthorised entities
  • PRO SMART ADVISORS
  • WWW.PROSMARTSECURITIES.COM
  • WWW.PROSMARTADVISORS.COM
  • WWW.PROSMART-CLIENTS.COM
  • WWW.PROSMARTADVISORS.NET
A warning PDF of date 20/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON AL ENTIDAD QUE ESTUVO DEBIDAMENTE REGISTRADA PRO SMART
27/06/2012unauthorised entities
  • SPRINGHILL GROUP
  • WWW.SPRINGHILLGROUP.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO) 
27/06/2012unauthorised entities
  • MA CAPITAL PARTNERS
  • HTTP://WWW.MACAPITALPARTNERS.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO) 
27/06/2012unauthorised entities
  • WELLINGTON CAPITAL MARKETS
  • WWW.WELLINGTONCAPITALMARKETS.COM
A warning PDF of date 27/06/2012 (new window) SFSA (SUECIA) 
27/06/2012unauthorised entities
  • SWISS GLOBAL ASSET MANAGEMENT
  • WWW.SGAMLDN.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SIGUIENTES ENTIDADES DEBIDAMENTE AUTORIZADAS: SWISS & GLOBAL ASSET MANAGEMENT (LUXEMBOURG) SA Y SWISS & GLOBAL ASSET MANAGEMENT SA

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.