Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 319 out of 1230
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
18/08/2010unauthorised entities
  • FIRST FINANCIAL MANAGEMENT
  • WWW.FIRSTFINANCIALMGMT.COM
A warning PDF of date 18/08/2010 (new window) FSAN (NORUEGA)SIN RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LA FSA, FIRST FINANCIAL MANAGEMENT (N.I.) LTD.
14/12/2011unauthorised entities
  • ELLIS STANLEY ALDEN
  • WWW.ESAGLOBALSERVICES.COM
A warning PDF of date 14/12/2011 (new window) FSAN (NORUEGA) 
20/07/2011unauthorised entities
  • SUNWAY INTERNATIONAL
  • WWW.SUNWAY-INTERNATIONAL.COM
A warning PDF of date 20/07/2011 (new window) FSAN (NORUEGA) 
20/09/2006unauthorised entities
  • HB CAPITAL PARTNERS
  • WWW.HBCAPITALPARTNERS.NET
A warning PDF of date 20/09/2006 (new window) FSAN (NORUEGA) 
09/05/2007unauthorised entities
  • DIRECT SETTLEMENTS PTE LTD.
A warning PDF of date 09/05/2007 (new window) FSAN (NORUEGA) 
22/06/2011unauthorised entities
  • ATLANTIC INTERNATIONAL PARTNERSHIP
  • WWW.ATLANTICINTERNATIONALPARTNERSHIP.COM
A warning PDF of date 22/06/2011 (new window) FSAN (NORUEGA) 
10/04/2013unauthorised entities
  • FREUD CAPITAL
  • HTTP://FREUD-CAPITAL.COM/INDEX.HTML
A warning PDF of date 10/04/2013 (new window) FSAN (NORUEGA) 
01/06/2011unauthorised entities
  • FIRST INC LTD.
  • HTTP://WWW.FIRSTINCLTD.COM
A warning PDF of date 01/06/2011 (new window) FSAN (NORUEGA) 
11/08/2010unauthorised entities
  • OKUMA GROUP
  • WWW.OKUMAGROUP.COM
A warning PDF of date 11/08/2010 (new window) FSAN (NORUEGA) 
11/08/2010unauthorised entities
  • OVANNIS CAPITAL
  • WWW.OVANNISCAPITAL.COM
A warning PDF of date 11/08/2010 (new window) FSAN (NORUEGA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.