Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 326 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
30/04/2014unauthorised entities
  • BNY MELLON WEALTH MANAGEMENT (CLON)
A warning PDF of date 30/04/2014 (new window) FSAN (NORUEGA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE DEBIDAMENTE REGISTRADA EN ESTADOS UNIDOS
23/04/2014unauthorised entities
  • EUROPEAN VENTURES CAPITAL ADVISORS I LONDON
  • WWW.EVCADVISORS.COM
A warning PDF of date 23/04/2014 (new window) FSAN (NORUEGA) 
19/08/2015unauthorised entities
  • MG WEALTH ADVISORS
  • HTTP://MGWEALTHADVISORS.COM/INDEX.HTML
A warning PDF of date 19/08/2015 (new window) FSAN (NORUEGA) 
21/01/2009unauthorised entities
  • NOR FINANS
  • HTTP://WWW.NOR-FINANS.COM/
A warning PDF of date 21/01/2009 (new window) FSAN (NORUEGA) 
15/01/2020unauthorised entities
  • INVENTA FINANS
  • WWW.INVENTAFINANS.NO
A warning PDF of date 15/01/2020 (new window) FSAN (NORUEGA) 
10/12/2008unauthorised entities
  • HIGHLAND INTERNATIONAL ADVISORS
  • WWW.HIGHLANDINTADV.COM
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
08/08/2012unauthorised entities
  • GREENBIRD FINANCIAL
  • WWW.GBFINTL.COM
A warning PDF of date 08/08/2012 (new window) FSAN (NORUEGA) 
08/11/2006unauthorised entities
  • SIRIUS FINANCIAL
  • WWW.SIRIUS-FINANCIAL.NET
A warning PDF of date 08/11/2006 (new window) FSAN (NORUEGA) 
12/12/2007unauthorised entities
  • OLSEN ACQUISITIONS
  • WWW.OLSENACQUISITIONS.COM
A warning PDF of date 12/12/2007 (new window) FSAN (NORUEGA) 
09/04/2019unauthorised entities
  • CUSTODIAN LIFE LTD
A warning PDF of date 09/04/2019 (new window) FSAN (NORUEGA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.