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Page 45 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
04/07/2018unauthorised entities
  • ALLIANCE TRUST PLC (CLON)
  • HTTPS://ALLIANCESTRUSTSAVINGS.CO.UK/EN/
A warning PDF of date 04/07/2018 (new window) FCA (REINO UNIDO) 
12/09/2012unauthorised entities
  • ALLIANT HOLDINGS I INC
  • WWW.ALLIANTHOLDIGSIINC.COM
A warning PDF of date 12/09/2012 (new window) FSA (REINO UNIDO) 
12/06/2013unauthorised entities
  • ALLIANZ ASSET MANAGEMENT
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS PERTENECIENTES AL GRUPO ALLIANZ
15/01/2020unauthorised entities
  • ALLIANZ CAPITAL LTD
  • WWW.CAPITALALLIANZE.COM
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/04/2012unauthorised entities
  • ALLIANZ GLOBAL INVESTORS
A warning PDF of date 18/04/2012 (new window) FSA (REINO UNIDO) 
23/05/2012unauthorised entities
  • ALLIANZ INTERNATIONAL GROUP
  • WWW.ALLIANZINTERNATIONAL.COM
A warning PDF of date 23/05/2012 (new window) FSA (REINO UNIDO) 
25/11/2020unauthorised entities
  • ALLIANZ INVESTOR RELATIONS (CLON)
  • WWW.ALLIANZIR.COM
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS CON SIMILAR DENOMINACIÓN ALLIANZ GLOBAL INVESTORS GMBH NI ALLIANZ CAPITAL PARTNERS GMBH
16/03/2011unauthorised entities
  • ALLIANZZ GLOBAL INVESTORS FUND
  • WWW.ALLIANZGLOBALINVESTORSFUND.COM
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
22/03/2017unauthorised entities
  • ALLIED CAPITAL CONSULTANTS
A warning PDF of date 22/03/2017 (new window) FCA (REINO UNIDO) 
11/10/2006unauthorised entities
  • ALLIED CHAMP INVESTMENTS (CANADA)
A warning PDF of date 11/10/2006 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.