Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 514 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
12/08/2020unauthorised entities
  • STERLING ISA MANAGERS (CLON)
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • ASSURANCES DVK (CLON)
  • WWW.ASSURANCES-DVK.COM
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • CAPITAL FINANCIAL MANAGEMENT (CLON)
  • C-F-M.INFO / WWW.CAPITAL-FINANCIAL-MANAGEMENT.LTD
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • SO-FORTKREDIT (CLON)
  • HTTPS://SO-FORTKREDIT.DE/INDEX.HTML
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • ETX CAPITAL GLOBAL (CLON)
  • WWW.ETXCAPITALGLOBAL.COM
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • PMB CAPITAL (CLON)
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • DOMINION FINANCIAL ASSETS (CLON)
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • ASSURIX ASSET MANAGEMENT (CLON)
  • HTTPS://ASSURIX-UK.COM
  • HTTPS://APPLICATION.ASSURIX-UK.COM
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • INVESCO UK / INVESCO ASSET MANAGEMENT (CLON)
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
12/08/2020unauthorised entities
  • MERCER ALTERNATIVES (CLON)
  • WWW.MERCERALTERNATIVES.COM
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.