Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 55 out of 1230
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/07/2014unauthorised entities
  • THE BEACON HILL REGULATORY TRADE COMMISSION
A warning PDF of date 02/07/2014 (new window) SFSA (SUECIA) 
14/10/2015unauthorised entities
  • BAXTER CAPITAL VENTURES MANAGEMENT
  • WWW.BAXTERCAPITALMGMT.COM
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 
25/04/2012unauthorised entities
  • SPENCER AND RICHARDSON FINANCIAL
  • WWW.SPENCERRRICHARDSONFIN.COM
A warning PDF of date 25/04/2012 (new window) SFSA (SUECIA) 
25/04/2012unauthorised entities
  • PLATFORM GROUP LEGAL SERVICES, PGLS
  • WWW.PGLS.BIZ
A warning PDF of date 25/04/2012 (new window) SFSA (SUECIA) 
23/04/2014unauthorised entities
  • UNIVERSAL FINANCE BANK
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
05/03/2014unauthorised entities
  • HOOVER BRIGHT INDEPENDENT FINANCE ADVISOR
  • WWW.HOOVERBRIGHT.COM
A warning PDF of date 05/03/2014 (new window) SFSA (SUECIA) 
05/09/2012unauthorised entities
  • DRAKE MERGER MANAGEMENT
  • WWW.DRAKEMERGER.COM
A warning PDF of date 05/09/2012 (new window) SFSA (SUECIA) 
05/09/2012unauthorised entities
  • KOREA MERCANTILE EXCHANGE, KRMEX
  • WWW.KRMEX.ORG
A warning PDF of date 05/09/2012 (new window) SFSA (SUECIA) 
12/03/2014unauthorised entities
  • THE CORLISS GROUP
  • WWW.THECORLISSGROUP.COM
A warning PDF of date 12/03/2014 (new window) SFSA (SUECIA) 
12/03/2014unauthorised entities
  • INVESTMENT ASSURANCE CORPORATION
  • WWW.IACINTERNATIONAL.ORG
A warning PDF of date 12/03/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.