Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 60 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
19/03/2008unauthorised entities
  • ASHLEY PARTNERS MERGERS & ACQUISITIONS
  • WWW.ASHLEYPARTNERS.COM
A warning PDF of date 19/03/2008 (new window) SFSA (SUECIA) 
19/03/2008unauthorised entities
  • NOMURA FINANCIAL GROUP
  • WWW.NOMURAGRP.COM
A warning PDF of date 19/03/2008 (new window) SFSA (SUECIA) 
31/08/2011unauthorised entities
  • TAFT MACKENZIE VENTURES, TMV
  • WWW.TAFTMACKENZIE.COM
A warning PDF of date 31/08/2011 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • AVERY KINGSTON CAPITAL
  • WWW.AVERYKINGSTON.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
17/11/2004unauthorised entities
  • VC PRIVATE MANAGEMENT LTD.
A warning PDF of date 17/11/2004 (new window) SFSA (SUECIA) 
02/07/2008unauthorised entities
  • BULLMAN ASSET MANAGEMENT
  • WWW.BULLMANASSETMANAGEMENT.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
02/07/2008unauthorised entities
  • PATERSON & CO. LTD
  • WWW.PATERSONCOLTD.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
16/04/2008unauthorised entities
  • ALLIANCE GLOBAL INVESTORS FUND MANAGEMENT LLC
  • WWW.AGIFUNDMGM.COM
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 
16/04/2008unauthorised entities
  • MINERVA MANAGEMENT
  • WWW.MINERVAMANAGEMENT.COM
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 
16/04/2008unauthorised entities
  • BERKLEY LIQUIDATION & ADMINISTRATION
  • WWW.BERKLEYLIQUIDATION.COM
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.