Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
13/10/2010unauthorised entities
  • YORK VENTURE CAPITAL
  • WWW.YORKVC.COM
A warning PDF of date 13/10/2010 (new window) SFSA (SUECIA) 
12/12/2007unauthorised entities
  • ACKERMAN & GOLDHART
  • WWW.ACKERMAN-GOLDHART.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
27/03/2013unauthorised entities
  • MENZIES OVERSEAS LIMITED
  • WWW.MENZIESOVERSEAS.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
12/12/2007unauthorised entities
  • BURLINGTON LTD
  • WWW.BURLINGTONLTD.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
27/03/2013unauthorised entities
  • KEDINGTON ADVISORY
  • WWW.KEDINGTONADVISORY.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
19/05/2010unauthorised entities
  • GLOBAL ENERGY OPPORTUNITIES
  • WWW.GLOBALENERGYOPPORTUNITIES.COM
A warning PDF of date 19/05/2010 (new window) SFSA (SUECIA) 
27/03/2013unauthorised entities
  • ARCHIPELAGO CORPORATE SERVICES INC.
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
12/12/2007unauthorised entities
  • SOVEREIGN GLOBAL TRADING
  • WWW.SOVTRADING.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
27/03/2013unauthorised entities
  • EVEREST ASSET MANAGEMENT AG
  • WWW.EVERESTAM.COM
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
31/08/2011unauthorised entities
  • TAFT MACKENZIE VENTURES, TMV
  • WWW.TAFTMACKENZIE.COM
A warning PDF of date 31/08/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.