Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 612 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
31/07/2019unauthorised entities
  • UNITED MARKETS CAPITAL
  • HTTPS://UNITEDMARKETSCAPITAL.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
31/07/2019unauthorised entities
  • TRADERUR
  • WWW.TRADERUR.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
31/07/2019unauthorised entities
  • MORGAN COWEN CAPITAL MARKETS
  • HTTP://WWW.MORGAN-COWEN.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
31/07/2019unauthorised entities
  • HKS SECURITIES LTD
  • WWW.HKS-SECURITIES.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
31/07/2019unauthorised entities
  • ALPHA FINANCIAL GROUP
  • HTTPS://WWW.ALPHAFINANCIALGROUP.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
24/07/2019unauthorised entities
  • HTTP://FHPFINANCE.COM/
A warning PDF of date 24/07/2019 (new window) FMA (AUSTRIA) 
24/07/2019unauthorised entities
  • ZEUS TECH & TRADING GROUP LTD
  • WWW.FIBONETIX.COM
A warning PDF of date 24/07/2019 (new window) CSSF (LUXEMBURGO) 
24/07/2019unauthorised entities
  • JAMES AND JENKINS CONSULTING GROUP
  • WWW.JAMESANDJENKINSGROUP.COM
A warning PDF of date 24/07/2019 (new window) FCA (REINO UNIDO) 
24/07/2019unauthorised entities
  • BLACKDALE CONSULTANCY
  • WWW.BLACKDALECONSULTANCY.COM
A warning PDF of date 24/07/2019 (new window) FCA (REINO UNIDO) 
24/07/2019unauthorised entities
  • CARTWRIGHT & BROWN WEALTH ADVISORY
  • WWW.CARTWRIGHTANDBROWN.COM
A warning PDF of date 24/07/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.