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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
18/10/2023unauthorised entities
  • J P MORGAN PRIVATE BANK (CLONE)
A warning PDF of date 18/10/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y DIRECCIÓN REGISTRADA, DE LA FIRMA AUTORIZADA POR EL CBI J.P. MORGAN IRELAND, CON QUIEN NO GUARDA NINGUNA CONEXIÓN
28/12/2005unauthorised entities
  • J. LO TRANDING CORP.
  • WWW.JLOTRADER.COM
A warning PDF of date 28/12/2005 (new window) DFSA (DINAMARCA) 
26/04/2006unauthorised entities
  • J. P. STUART AND ASSOCIATES
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
11/10/2006unauthorised entities
  • J. S. KNIGHT & CO. LTD.
A warning PDF of date 11/10/2006 (new window) FSA (REINO UNIDO) 
16/04/2008unauthorised entities
  • J. S. KNIGHT & CO. LTD.
A warning PDF of date 16/04/2008 (new window) IFSRA (IRLANDA) 
25/10/2006unauthorised entities
  • J. S. KNIGHT & CO. LTD.
A warning PDF of date 25/10/2006 (new window) FSA (REINO UNIDO) 
31/07/2019unauthorised entities
  • J.F. GLOBAL ADVISORS / JURGEN FLEISCHMANN GLOBAL ADVISORS (CLON)
  • WWW.JFGLOBALADVISORS.COM
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA JURGEN FLEISCHMANN
26/06/2019unauthorised entities
  • J.P. MORGAN CHASE & CO. (CLON)
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
11/11/2003unauthorised entities
  • J.P. TURNER & COMPANY, L.L.C.
A warning PDF of date 11/11/2003 (new window) NAFM (PAISES BAJOS) 
12/03/2002unauthorised entities
  • J.P. TURNER & COMPANY, L.L.C.
A warning PDF of date 12/03/2002 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.