Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 65 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/01/2009unauthorised entities
  • WEST RIDGE LIMITED
  • WWW.WESTRIDGELIMITED.COM
A warning PDF of date 14/01/2009 (new window) SFSA (SUECIA) 
01/06/2011unauthorised entities
  • MARCUS & COMPANY INC.
  • WWW.MARCUSANDCOMP.COM
A warning PDF of date 01/06/2011 (new window) SFSA (SUECIA) 
07/11/2007unauthorised entities
  • CROWN POINT MERGERS & ACQUISITIONS LIMITED
  • WWW.CROWNMERGERS.COM
A warning PDF of date 07/11/2007 (new window) SFSA (SUECIA) 
04/02/2009unauthorised entities
  • WWW.PRIVATEEQUITYPLACEMENT.COM
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 
23/08/2011unauthorised entities
  • KAIMON GLOBAL
  • WWW.KAIMONGLOBAL.COM
A warning PDF of date 23/08/2011 (new window) SFSA (SUECIA) 
04/02/2009unauthorised entities
  • PALMER BROWN MANAGEMENT, INC.
  • WWW.PALMER-BROWN.COM
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 
17/09/2008unauthorised entities
  • PORTWAY CAPITAL
  • WWW.PORTWAYCAPITAL.COM
A warning PDF of date 17/09/2008 (new window) SFSA (SUECIA) 
27/02/2008unauthorised entities
  • CFM TRADING
  • WWW.CFMTRADINGS.COM
A warning PDF of date 27/02/2008 (new window) SFSA (SUECIA) 
17/09/2008unauthorised entities
  • THE LYON GROUP INC.
  • WWW.THELYONGROUPINC.COM
A warning PDF of date 17/09/2008 (new window) SFSA (SUECIA) 
27/02/2008unauthorised entities
  • STRATEGIC INVESTMENT GROUP, SIG
  • WWW.SIGADVISOR.COM
A warning PDF of date 27/02/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.