Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 650 out of 1242
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
12/09/2012unauthorised entities
  • KAISER YOUNG ASSOCIATES
  • WWW.KAISERYOUNGASSOCIATES.COM
A warning PDF of date 12/09/2012 (new window) FSA (REINO UNIDO) 
16/01/2013unauthorised entities
  • KALLE BUSINESS CONSULTING LLC
  • WWW.KALLEBC.COM
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
08/01/2014unauthorised entities
  • KANAGAWA ASSOCIATES
  • WWW.KANAGAWA-ASSOCIATES.COM
A warning PDF of date 08/01/2014 (new window) SFSA (SUECIA) 
26/09/2018unauthorised entities
  • KANGYO YOKOHAMA SECURITIES
  • WWW.KYSECURITIES.COM
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
27/04/2022unauthorised entities
  • KANNON ACQUISITIONS
  • WWW.KANNONACQUISITIONS.COM
A warning PDF of date 27/04/2022 (new window) FCA (REINO UNIDO) 
13/01/2016unauthorised entities
  • KANSAI & PARTNERS
  • WWW.KANSAIPARTNERS.COM
A warning PDF of date 13/01/2016 (new window) FCA (REINO UNIDO) 
11/09/2024unauthorised entities
  • KANTONAL FINANZ
  • HTTPS://KANTONALFINANZ.NET
A warning PDF of date 11/09/2024 (new window) FMA (AUSTRIA) 
14/02/2024unauthorised entities
  • KANTONVEST / ONLINE WINDOWS LLC
  • HTTPS://KANTONVEST.COM
A warning PDF of date 14/02/2024 (new window) FMA (AUSTRIA) 
14/09/2022unauthorised entities
  • KAPITAL & WERT ASSET MANAGEMENT GMBH
  • WWW.KAPITALWERT.AT
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
15/12/2004unauthorised entities
  • KAPITAL ALLIANCE
  • WWW.KAPITAL-ALLIANCE.COM
A warning PDF of date 15/12/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.