Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 651 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
30/01/2019unauthorised entities
  • LIGGET KRIER INVESTMENT BROKERHOUSE
  • WWW.LIGGET-KRIER.COM
A warning PDF of date 30/01/2019 (new window) CSSF (LUXEMBURGO) 
30/01/2019Other alerts
  • VARIOS BELGICA
A warning PDF of date 30/01/2019 (new window) FSMA (BELGICA)ADVIERTE DE EMPRESAS QUE OPERAN DE MANERA FRAUDULENTA HACIENDOSE PASAR POR ENTIDADES REGISTRADAS (CLON) O CON AUTORIZACIÓN DE LOS REGULADORES, Y OFRECE CONSEJOS PARA PREVENIR ESTOS CASOS.
30/01/2019unauthorised entities
  • SAPONE TRADING
  • WWW.SAPONETRADING.COM
A warning PDF of date 30/01/2019 (new window) AFM (PAISES BAJOS) 
30/01/2019unauthorised entities
  • HTTPS://LUX-INTER.COM
A warning PDF of date 30/01/2019 (new window) CSSF (LUXEMBURGO)SE ADVIERTE SOBRE UN PRODUCTO REFERIDO A FONDOS QUE NO ESTÁ REGULADO POR LA CSSF
30/01/2019unauthorised entities
  • RAM SOLUTIONS GROUP
  • HTTPS://RAMSOLUTIONSGROUP.COM
A warning PDF of date 30/01/2019 (new window) SFSA (SUECIA) 
30/01/2019unauthorised entities
  • TAO FENG ASSOCIATES
  • HTTPS://TAOFENGASSOCIATES.CN.COM
A warning PDF of date 30/01/2019 (new window) AFM (PAISES BAJOS) 
23/01/2019unauthorised entities
  • VANGUARD INVESTMENTS (CLON)
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 
23/01/2019unauthorised entities
  • FXNOBELS
  • HTTPS://WWW.FXNOBELS.IO/
A warning PDF of date 23/01/2019 (new window) MFSA (MALTA) 
23/01/2019unauthorised entities
  • SWISS CAPITAL INVEST HOLDING LTD (OPERANDO COMO SWISS CAPITAL INVEST) (CLON)
  • WWW.SWISSCAPITALINVEST.CO.UK
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 
23/01/2019unauthorised entities
  • PELHAM CAPITAL LTD (CLON)
  • WWW.PELHAM-CAPITALLTD.COM
  • HTTPS://PELHAMCAPITALLTD.COM
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.