Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 653 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
04/05/2022unauthorised entities
  • KL WINTERBOURNE ASSOCIATES
  • HTTPS://WWW.KLWINTERBOURNEASSOCIATES.COM
A warning PDF of date 04/05/2022 (new window) FMA (AUSTRIA) 
22/07/2020unauthorised entities
  • KLDC TECHNICAL SYSTEMS (“BITCAPCM”)
  • WWW.BITCAPCM.COM
A warning PDF of date 22/07/2020 (new window) FMA (AUSTRIA) 
07/04/2021unauthorised entities
  • KLDC TECHNICAL SYSTEMS (CAPWELT, TRADECENTER.FM)
  • WWW.TRADECENTER.FM
  • HTTP://CAPWELT.COM
A warning PDF of date 07/04/2021 (new window) FMA (AUSTRIA) 
13/12/2006unauthorised entities
  • KLEIN INTERNATIONAL
  • WWW.KLEININTERNATIONAL.NET
A warning PDF of date 13/12/2006 (new window) JFSC (JERSEY) 
16/08/2017unauthorised entities
  • KLEINWORT BENSON (VENTURES) (CLON)
  • WWW.KWBENSON.COM
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
23/01/2013unauthorised entities
  • KLEINWORT FINANCE
  • WWW.KLEINWORT.LU
A warning PDF of date 23/01/2013 (new window) CSSF (LUXEMBURGO) 
12/05/2003unauthorised entities
  • KLINE MANAGEMENT GROUP
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
27/09/2002unauthorised entities
  • KLINE MANAGEMENT GROUP
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
11/09/2002unauthorised entities
  • KLINE MANAGEMENT GROUP
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA) 
16/01/2019unauthorised entities
  • KLM HOLDINGS
  • WWW.KLMHOLDINGS.COM
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.