Engine for Warned Companies

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Search for Public warnings issued by foreign Securities Regulators

Date	Type	Targeted companies	Document (English)	Regulator	Comments
16/01/2019	unauthorised entities	RESONA DAI-ICHI GROUP HTTPS://RDGFINANCIAL.COM		FSMA (BELGICA)	ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019	unauthorised entities	KLM HOLDINGS WWW.KLMHOLDINGS.COM		FSMA (BELGICA)	ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019	unauthorised entities	INDEX FINANCIAL GROUP HTTP://INDEXFINANCIALGROUP.COM		FSMA (BELGICA)	ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019	unauthorised entities	WARRINGTON SHAW HTTP://WWW.WARRINGTONSHAW.COM		FSMA (BELGICA)	ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019	unauthorised entities	DELLMONT INVEST		FMA (AUSTRIA)
16/01/2019	unauthorised entities	WWW.ORTNERMARCUS.COM		FMA (AUSTRIA)
16/01/2019	unauthorised entities	AKITA MATSUI TRADING / NANTO SAPPORO BROKERAGE		FMA (AUSTRIA)
19/12/2018	unauthorised entities	CROWN MERGERS & ACQUISITIONS INC. (USA) HTTP://CROWNMA.COM		CBI (IRLANDA)
19/12/2018	unauthorised entities	WESTERMAN CONSULTANCY LTD WWW.WESTERMANCONSULTANCY.COM		FCA (REINO UNIDO)
19/12/2018	unauthorised entities	SULLIVAN SETON MURPHY LAW FIRM WWW.SULLIVANSETONMURPHYLAW.COM		FCA (REINO UNIDO)