Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 666 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
31/10/2018unauthorised entities
  • ROYAL LONDON ASSET MANAGEMENT (CLON)
A warning PDF of date 31/10/2018 (new window) FCA (REINO UNIDO) 
31/10/2018unauthorised entities
  • CONSERO CAPITAL INVESTMENTS LIMITED (CLON)
  • HTTPS://CONSERO.CAPITAL/ABOUT/CONSEROCAPITAL
A warning PDF of date 31/10/2018 (new window) FCA (REINO UNIDO) 
31/10/2018unauthorised entities
  • SEVENINVEST MANAGEMENT LIMITED (CLON)
  • WWW.SEVENIM.ORG
A warning PDF of date 31/10/2018 (new window) FCA (REINO UNIDO) 
31/10/2018unauthorised entities
  • STAMFORD-MARKET/STAMFORD TRADING TECHNOLOGIES LP (IRLANDA)
  • HTTP://STAMFORD-MARKET.COM
A warning PDF of date 31/10/2018 (new window) CBI (IRLANDA) 
31/10/2018Other alerts
  • VARIOS CHIPRE
A warning PDF of date 31/10/2018 (new window) CYSEC (CHIPRE)ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/
24/10/2018unauthorised entities
  • HIGHVELDGROUP FINANCIAL INSTITUTION/HIGHVELD FINANCIAL GROUP (IRLANDA Y TURQUÍA)
  • WWW.HIGHVELDGROUP.NET
A warning PDF of date 24/10/2018 (new window) CBI (IRLANDA) 
24/10/2018unauthorised entities
  • FIRST 4 LONDON (OPERANDO COMO BLUE SKY LOANS) (CLON)
  • WWW.BLUESKYLOANS.CO.UK
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
24/10/2018unauthorised entities
  • LUX INVESTMENT PTY LTD. / LUXEMBOURG OFFSHORE BANKING
  • WWW.LUXOSB.COM
  • WWW.LUXINVESTMENTPTYLTD.COM
A warning PDF of date 24/10/2018 (new window) CSSF (LUXEMBURGO) 
24/10/2018unauthorised entities
  • SCBCUSGROUPS.COM (CLON)
  • WWW.SCBCUSGROUPS.COM/HOMES.PHP
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
24/10/2018unauthorised entities
  • FALKENSTEIN UND STEIN
  • WWW.FALKENSTEIN-STEIN.COM
A warning PDF of date 24/10/2018 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.