Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 668 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
26/09/2018unauthorised entities
  • SUMITOMO GUNMA HOLDINGS
  • WWW.SGHTRADING.COM
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
26/09/2018unauthorised entities
  • YAMAGUCHI LAURENTIAN SECURITIES
  • WWW.YLSINTERNATIONAL.COM
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
26/09/2018unauthorised entities
  • SHINSEI SECURITIES
  • WWW.SHINSEISECURITIES.COM
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
26/09/2018unauthorised entities
  • TAYLOR, HODGSON AND ASSOCIATES
  • WWW.TAYLORHODGSON.COM
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
26/09/2018unauthorised entities
  • MACE, PARRY AND ASSOCIATES
  • WWW.MACEPARRY.COM
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
26/09/2018Other alerts
  • LONDON EQUITY LTD
  • WWW.LONDON-EQUITY.COM
A warning PDF of date 26/09/2018 (new window) AMF (FRANCIA)LA AMF PUBLICA UNA LISTA DE PAGINAS WEB QUE OFRECEN INVERSIONES EN MERCADO FOREX SIN ESTAR AUTORIZADOS
26/09/2018unauthorised entities
  • PTBANC
  • HTTPS://PTBANC.COM
A warning PDF of date 26/09/2018 (new window) CSSF (LUXEMBURGO) 
19/09/2018unauthorised entities
  • APOLLO MANAGEMENT (CLON)
  • WWW.APOLLOMANAGEMENT.CO.UK
  • WWW.APOLLOMANAGEMENTLLP.CO.UK
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
19/09/2018unauthorised entities
  • KAINZ WERNER ANTON (CLON)
  • WWW.KAINZWA.COM
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
19/09/2018unauthorised entities
  • COOPER CONSULTANCY LTD
  • WWW.COOPERCONSULTANCYLTD.COM
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.